David Mittelman

David Mittelman is a seasoned counselor to companies, funds, directors, officers, and investors on securities transactions, corporate governance, and legal planning. His twenty years of experience includes capital market offerings, mergers and acquisitions, internal investigations, and regulatory compliance. He also provides advice on general corporate law including tax matters, commercial contracts, technology licensing, and data privacy. His clients include startups, technology companies, REITs, financial institutions, ETFs, venture funds, hedge funds, and investment advisors.

David previously worked in the Division of Corporation Finance of the Securities & Exchange Commission. While at the SEC, he served as Legal Branch Chief overseeing reviews of IPOs, 10-Ks, and various other SEC filings made by domestic and foreign registrants. Prior to becoming Legal Branch Chief, he served in the Office of Mergers & Acquisitions reviewing submissions and answering interpretive questions regarding tender offers, proxy contests, going private transactions, and beneficial ownership reporting.